A leading investment group in Hong Kong is seeking a Responsible Officer (SFC Type 1 RO) to oversee operations...
with our expansion, we are now looking for high caliber candidates to join us as a Responsible Officer (SFC Type 1 RO) . The role... is responsible for overseeing the operations, ensuring compliance with SFC Code of Conduct, managing business strategy, liaising...
(Active ROs): Act as Responsible Officer under SFC Type 9 license for asset management activities. Oversee finance... funds listing process. Key Responsibilities (Sleeping RO): Maintain SFC Type 9 license status as Responsible Officer...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
filings Responsibilities Act as the Responsible Officer (Type 1) and ensure all regulated activities conducted in Hong... and approved by the SFC as a Responsible Officer for Type 1 Regulated Activity, with proven experience managing regulated...
is based in Hong Kong SAR. The Responsible Officer (RO) for Type 1 Securities Trading is accountable for overseeing..., and securities products. Holder of a valid SFC Responsible Officer license for Type 1 regulated activity or relevant qualifications...
Requirements: Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities Minimum 3-5...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
) Act as Responsible Officer under SFC Type 9 license for asset management activities. Oversee finance and investment... as Responsible Officer. Minimal operational involvement; primarily serve as a compliance safeguard. Ideal for professionals...
with our expansion, we are now looking for high caliber candidates to join us as a Responsible Officer (SFC Type 1 RO) . The role... is responsible for overseeing the operations, ensuring compliance with SFC Code of Conduct, managing business strategy, liaising...
): Act as Responsible Officer under SFC Type 9 license for asset management activities. Oversee finance and investment... as Responsible Officer. Minimal operational involvement; primarily serve as a compliance safeguard. Ideal for professionals...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
Position Overview We are seeking an accomplishedResponsible Officer (RO)to serve as the regulatory cornerstone... for our HK SFC Type 1 licensed activities. This is a pivotal, on-site leadership role in Hong Kong SAR for a professional who...
A leading financial institution in Hong Kong is seeking an experienced Regulatory Officer to oversee compliance...
and launch. Qualifications : You are either a current SFC Type 1 4 or 9 Responsible Officer OR you meet the strict criteria... priority and primary mission will be to launch Wise Assets in Hong Kong . You will serve as the Responsible Officer (RO...
Description Description: This role act as a licensed Responsible Officer and will supervise Type 1 and 4 activities... able to proactively assume responsibility overseeing a distribution team. Currently hold or eligible to hold a RO type 1...
Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients... senior management on the Firm’s investment function Requirements Must be a current SFC Type 1, 4 and 9 Responsible...
in business, insurance, or related field. Must hold a valid Hong Kong Responsible Officer qualification and IIQE Papers 1, 2...Description Responsibilities Act as the Responsible Officer (General & Long Term Business) overseeing IA-regulated...
, and launch. Qualifications You are either a current SFC Type 1, 4 or 9 Responsible Officer OR you meet the strict criteria... priority and primary mission will be to launch Wise Assets in Hong Kong. You will serve as the Responsible Officer (RO...
Recruit Ref: L06039023 Posting Date: 2026-02-06 KAI FUNG INSURANCE SERVICE LIMITED CUSTOMER SERVICE OFFICER... ( NOT RESPONSIBLE FOR SALE - 5 Days Work ) Handle customer inquiries Liaise with business partners and insurers Assist Policy Admin...