. To support this strategic move, we are seeking three Responsible Officers (ROs) licensed under SFC Type 9 (Asset Management...): Act as Responsible Officer under SFC Type 9 license for asset management activities. Oversee finance and investment...
SFC Responsible Officer Type 1,2, with Type 9 is a plus Requirements : Degree in finance, banking, accounting... business operation from front to backend Responsible for trading work and discretionary accounts operation Liaise with SFC...
Job Title: Responsible Officer (SFC Type 1) Location: Central, Hong Kong Main Responsibilities Lead and manage... and Futures Commission (SFC) of Hong Kong regulations, guidelines, and internal policies. Act as the SFC's Responsible Officer...
Add expected salary to your profile for insights Act as Responsible Officer with management responsibilities... or financial services institutions Holder of Responsible Officer licence with SFC 1,4,9 a must, other relevant qualifications...
Key Responsibilities Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... of Directors. Requirements Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1...
licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...
. We are seeking a highly qualified professional to join our team as a Responsible Officer (RO) for Type 9 regulated activities..., focusing on public fund management. The successful candidate must be a current SFC Type 9 Responsible Officer qualified...
A fast-growing, SFC-licensed financial institution in Hong Kong is seeking an experienced Type 9 Responsible Officer... risks. Requirements Recognised SFC Type 9 Responsible Officer with at least 5 years of relevant experience in fund...
Responsibilities Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct...): Current approval as a Responsible Officer for asset management with no licensing conditions attached. Language: Fluent...
SFC Responsible Officer Type 1,2,4,9 Our client is with SFC 1, 2,4,6 and 9 licenses and is looking for a RO to manage... Responsible for trading work and discretionary accounts operation Liaise with SFC and related parties #J-18808-Ljbffr...
with our expansion, we are now looking for high caliber candidates to join us as a Responsible Officer (SFC Type 1 RO) . The role... is responsible for overseeing the operations, ensuring compliance with SFC Code of Conduct, managing business strategy, liaising...
SFC Responsible Officer Type 1,4,9 - Operation Our client is a private equity with SFC 4 and 9 licenses... business operation from front to backend Responsible for trading work and discretionary accounts operation Liaise with SFC...
Responsibilities * Act as the Responsible Officer (Type 1) and ensure all regulated activities conducted in Hong Kong... and approved by the SFC as a Responsible Officer for Type 1 Regulated Activity, with proven experience managing regulated...
SFC Responsible Officer Type 1,2,9 Requirements : Degree in finance, banking, accounting, economics, business... Responsible for trading work and discretionary accounts operation Liaise with SFC and related parties #J-18808-Ljbffr...
Responsibilities Regulatory leadership: Serve as the unconditional Responsible Officer (Type 9), with direct...): Current approval as a Responsible Officer for asset management with no licensing conditions attached. Minimum 5 years...
SFC Responsible Officer Type 3 Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3... activity. Responsibilities Act as Responsible Officer to supervise all regulated activities and operations of the...
(auditors, lawyers, etc.) to support the licensing process Requirements Currently accredited by SFC as Responsible Officer...
Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients... senior management on the Firm’s investment function Requirements Must be a current SFC Type 1, 4 and 9 Responsible...
Requirements: Currently accredited by SFC as Responsible Officer for Type 1 licenses Minimum 5 years' experience in securities...
objectives Screen investment projects, prepare analysis at various stages and be responsible for the trade execution Conducting... required SFC licenses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer Significant working experience in mainland...