with our expansion, we are now looking for high caliber candidates to join us as a Responsible Officer (SFC Type 1 RO) . The role... is responsible for overseeing the operations, ensuring compliance with SFC Code of Conduct, managing business strategy, liaising...
Responsibilities * Act as the Responsible Officer (Type 1) and ensure all regulated activities conducted in Hong Kong... and approved by the SFC as a Responsible Officer for Type 1 Regulated Activity, with proven experience managing regulated...
(auditors, lawyers, etc.) to support the licensing process Requirements Currently accredited by SFC as Responsible Officer... $50M. For more information, please visit Key Responsibilities Lead the application process for SFC Type 1, Type 4...
): Act as Responsible Officer under SFC Type 9 license for asset management activities. Oversee finance and investment... as Responsible Officer. Minimal operational involvement; primarily serve as a compliance safeguard. Ideal for professionals...
Requirements: Currently accredited by SFC as Responsible Officer for Type 1 licenses Minimum 5 years' experience in securities...Key Responsibilities: Lead the application process for SFC Type 1 licenses for a newly established financial...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9) Add expected salary to your profile for insights Monitor the... holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities Minimum 3-5 years solid...
(Responsible Officer (RO) experience and substantive RO experience). Experienced in right issue and share placement...Responsibilities Familiar with Type 1 license business, ensuring company operations comply with Hong Kong Securities...
(TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and manage... or above in Business Administration, Economics, Finance or related disciplines Currently holder of Type 1 Responsible Officer Experience...
A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The... in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and excellent command of English...
Holder of SFC Type 1,2,4,9 license; act as the sole RO for Type 1 activities is an advantage Minimum 3-5 years of relevant...
SFC Responsible Officer Type 1,2, with Type 9 is a plus Requirements : Degree in finance, banking, accounting..., economics, business or related studies Over 8 years operation experience in discretionary accounts SFC RO 1, 2, with Type 9...
Key Responsibilities Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... of Directors. Requirements Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1...
. We are seeking a highly qualified professional to join our team as a Responsible Officer (RO) for Type 9 regulated activities..., focusing on public fund management. The successful candidate must be a current SFC Type 9 Responsible Officer qualified...
Job Title: Responsible Officer (SFC Type 1) Location: Central, Hong Kong Main Responsibilities Lead and manage... or above in Finance, Accounting, Law, or a related discipline. Meet the competency requirements for SFC Responsible Officer (Type 1...
licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...Key Responsibilities: Lead the application process for SFC Type 1, Type 4, and Type 9 licenses for a newly...
SFC Responsible Officer Type 1,2,4,9 Our client is with SFC 1, 2,4,6 and 9 licenses and is looking for a RO to manage... years operation experience in discretionary accounts SFC RO 1, 2, and 9 holder Experienced in liaise with SFC With vision...
SFC Responsible Officer Type 1,2,9 Requirements : Degree in finance, banking, accounting, economics, business... or related studies Over 8 years operation experience in discretionary accounts SFC RO 1, 2, 9 Experienced in liaise with SFC...
Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients... senior management on the Firm’s investment function Requirements Must be a current SFC Type 1, 4 and 9 Responsible...
do you have? Venturenix Limited Hong Kong Island, HK Responsible Officer (Type 1, 4, 9) Responsible Officer - RO Type 1, 2, 4, 5, 9..., Securities and etc) Your scope As a Responsible Officer and KIP, you will: Regulatory Leadership: Lead and manage the Type 9...