Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance..., and guidelines of relevant regulatory authorities; Minimum 5 years of relevant experience as a Responsible Officer (unconditional...
experience. Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance...Zenith Innovation Financial Group Limited (“Zenith”) was established in Hong Kong and holds Type 4 and Type 9 licenses...
and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management... related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room...
部等保持良好的溝通與協作，共同推進業務發展 協助組織團隊內部的培訓和學習活動，提升團隊成員的業務能力和綜合素質 任職要求: 本科及以上學歷，金融、證券、經濟、會計等相關專業優先 持有香港證監會第 1、2、4 及 9 類牌照；作為第 1類活...We are seeking an experienced licensed professional to join our team, responsible for overseas equity business...
newly established asset management company (SFC Type 4 and Type 9) under Sun Life Hong Kong Limited Develop the business... AMC, this role will be responsible for the delivery of the financial and operational objectives of the company (e.g...
-leadership experience. 4. Hold an unconditional Type 9 Responsible Officer (RO) license issued by the SFC. 5. Familiar... of industry trends and associated risks to support investment decisions. 4. Responsible for Asset Management business expansion...
and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management... related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room...
and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management... related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room...