of Securities and Futures Commission and relevant regulatory requirements Self-motivated, able to work independently, detailed... compliance advice to the different business units in relation to securities brokerage and wealth management business Review...
(HKMA), the Securities and Futures Commission (SFC), and the Hong Kong Stock Exchange #J-18808-Ljbffr...Responsibilities Monitor the implementation of internal control systems related to securities Identify and report...
Hong Kong Monetary Authority (HKMA), the Securities and Futures Commission (SFC), and the Hong Kong Stock Exchange..., insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive...
and Futures Commission (SFC) to conduct regulated activities, including Type 1 (Dealing in Securities), Type 4 (Advising...Company Description KunPeng Securities Limited is a Hong Kong-based securities firm licensed by the Securities...
of the Securities and Futures Commission regulations. Proficiency in English and Chinese is also required. #J-18808-Ljbffr...
with the regulatory requirements of the Securities and Futures Commission (SFC) and the rules of Hong Kong Exchanges... trends and regulatory updates closely, ensure all operational activities adhere to the Securities and Futures Ordinance (SFO...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... financial centre. You will be part of the team responsible for the market surveillance functions of the Commission...
with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F... experience within the securities and futures industry or regulatory bodies. A good understanding of the operations and regulatory...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... domicile. If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being...
Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division... on the business activities that are regulated by the Commission under the Securities and Futures Ordinance. Exciting...
Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address..., with a particular focus on company and securities law Preparing succinct and accurate research notes/ analysis Assisting in policy...
/LIC/260130 Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission... and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry...
details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay...
details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F...
, previous experience current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island...
Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address...’s powers under the Securities and Futures Ordinance. This requires the ability to quickly understand the business of the...
to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail... professionals with solid capital markets experience and/or sound knowledge of the securities law join its Sponsor Team and support...
with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F... and comparative studies on international virtual asset regulation, support the Commission’s participation in international policy...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay...