of Securities and Futures Commission and relevant regulatory requirements Self-motivated, able to work independently, detailed... compliance advice to the different business units in relation to securities brokerage and wealth management business Review...
Hong Kong Monetary Authority (HKMA), the Securities and Futures Commission (SFC), and the Hong Kong Stock Exchange..., insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive...
Hong Kong Monetary Authority (HKMA), the Securities and Futures Commission (SFC), and the Hong Kong Stock Exchange..., insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive...
(HKMA), the Securities and Futures Commission (SFC), and the Hong Kong Stock Exchange #J-18808-Ljbffr...Responsibilities Monitor the implementation of internal control systems related to securities Identify and report...
and Futures Commission (SFC) to conduct regulated activities, including Type 1 (Dealing in Securities), Type 4 (Advising...Company Description KunPeng Securities Limited is a Hong Kong-based securities firm licensed by the Securities...
of the Securities and Futures Commission regulations. Proficiency in English and Chinese is also required. #J-18808-Ljbffr...
with the regulatory requirements of the Securities and Futures Commission (SFC) and the rules of Hong Kong Exchanges... trends and regulatory updates closely, ensure all operational activities adhere to the Securities and Futures Ordinance (SFO...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... for advising on various provisions of the Securities and Futures Ordinance and the strength of evidence for proceedings in the...
to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail...
experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East 18...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... for advising on various provisions of the Securities and Futures Ordinance and the strength of evidence for proceedings in the...
Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address..., with a particular focus on company and securities law Preparing succinct and accurate research notes/ analysis Assisting in policy...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... as an international financial centre. You will be part of the team responsible for the market surveillance functions of the Commission...
experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18..., or other relevant disciplines, coupled with at least five years of solid and relevant experience within the securities and futures...
Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address...
Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address.... If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of our expanding team...
, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands...
, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island... under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal...
, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands... resulting enforcement proceedings. Enforcement staff can be involved in: detecting and analysing possible securities...
salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the...