Authority (HKMA) and the Securities and Futures Commission (SFC). This includes adhering to the applicable requirements of the... / Licensing Compliance: Regulated Activities Execution: Perform regulated activities specified under the Securities and Futures...
and Futures Commission (SFC). Execute the financial statement close process, including conducting analytical reviews. Monitor... reports for submission to relevant authorities, specifically the Hong Kong Monetary Authority (HKMA) and Securities...
and Futures Commission (SFC) of Hong Kong regulations, guidelines, and internal policies. Act as the SFC's Responsible Officer... the firm's Type 1 (Securities Trading) regulated activity, ensuring daily operations fully comply with the Securities...
Commission (CSRC) and the Hong Kong Securities and Futures Commission (SFC); experience with risk consolidation management... financial industry, familiar with the operations of the Hong Kong securities market; experience in liquidity risk management...
qualifications recognized by the Hong Kong Securities and Futures Commission (such as ACG, CAMS, etc.) are preferred； 2. More than... compliance work are preferred； Knowledge and Skills Proficient in Hong Kong's Securities and Futures Ordinance, SFC Code...
meet the requirements of regulatory bodies such as the Hong Kong Securities and Futures Commission and the Hong Kong...
and overseas operations, including authorization from the Hong Kong Securities and Futures Commission to conduct Type 1 regulated... activities (dealing in securities), Type 4 regulated activities (advising on securities), and Type 9 regulated activities (asset...
management channels, especially Equity‑linked Structured Notes; Holder of Securities and Futures Commission (SFC) Type 1 and 4...
是一家在香港資本市場具有重要地位的中國國有企業。 Licensed by the Securities and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance...
holding SFC Type 1, 4, and 9 licenses. We are authorised to conduct regulated activities under the Securities and Futures... Commission (SFC) and are committed to delivering professional, client-centric wealth management solutions. We foster...
Agency (FSA) & Hong Kong’s Securities and Futures Commission (SFC), specializing in online forex trading services. GMO...-Z.com Forex HK is authorized and fully regulated by the Securities and Futures Commission of Hong Kong to provide Leveraged...
Authority (HKMA) and Securities and Futures Commission (SFC). Execute the financial statement close process, including...
Securities and Futures Commission; Provide high quality customer services by referring customers from counter services...
to improve the team's work License with Securities and Futures Commission (SFC) for individual licence Type 13 Providing...
Securities and Futures Commission (SFC). Serve as a key subject matter expert on regulatory requirements, managing...
and guidelines issued by the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) Maintain accurate... Ordinance, Banking Ordinance, Securities and Futures Ordinance, Business Registration Ordinance, various regulations...
: Establish, implement, and monitor a robust compliance framework in line with Hong Kong Securities and Futures Commission (SFC... from auditor and regulators. Experience with multi-asset trading operations (equities and OTC securities) and the knowledge...
online investing services & experience. Registered by Hong Kong's Securities and Futures Commission (CE No. AZT137), Futu...About us: FUTU Securities are a recognized Fintech Unicorn & Asia’s top-ranked online broker, providing a one-stop...
with regulators, including the HKEX and the Securities and Futures Commission (SFC). 3. Audit Quality & Technical Excellence...