Job Description : Compliance Associate (AML & Regulatory Compliance) Location: Hong Kong / Singapore... We are looking for an experienced Compliance Associate to support AML, regulatory compliance and control framework design. This hire will play a central...
our website: Job Description Business Management System (Internal Compliance and Assurance) Working closely with the... Risk Management team, commission delivery team and senior management. Regular reporting on Risk Management compliance...
guidance and advice to business partners on strategies to mitigate compliance risks. Develop and implement business strategies... senior leadership, on compliance programs and applicable regulatory requirements, ensuring they stay informed about changes...
our website: Job Description Business Management System (Internal Compliance and Assurance) Working closely with the... Risk Management team, commission delivery team and senior management. Regular reporting on Risk Management compliance...
for client onboarding, and address compliance‑related inquiries from business units; Review and approve marketing materials... Bachelor’s degree in Law, Finance, Business Administration, or a related discipline. Minimum of 3 years of compliance...
and compliance advisories. Requirements: Degree or professional qualification in accounting, business, law or related field...Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal and regulatory...
and internal requirements Advise senior management and relevant business units on compliance issues Provide compliance training...Develop & monitor compliance to ensure that the Bank’s operation are in compliance with statutory, regulatory...
is highly recommended Candidate with more experience will be considered as Senior Manager, Financial Crime Compliance The...Provide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.) Develop...
Job Description We’re looking for a Compliance Officer for Hong Kong . Based in Hong Kong, you will work... are launched in compliance with regulatory requirements, and oversee the firm’s financial crime controls (KYC, AML, Sanctions...
and processes to support operational compliance. Requirements : Bachelor's degree in Accounting, Banking, Business, or Law..., assessing and analyzing their impact for senior management. Develop and communicate licensing and registration strategies...
and external compliance partners Provide compliance advisory to business units and senior management on digital asset initiatives..., Business, or related discipline 3–6 years of compliance, AML, or regulatory experience within financial services or fintech...
and senior leadership exposure Clear path to regional head‑of‑compliance scope as the group expands Highly competitive package...VP / Manager – Regulatory Compliance (Fintech / Digital Assets) (Hong Kong/ Singapore) Our client is a fast-growing...
and practices Advise business units on Compliance matters Proficient in spoken and written English and Chinese Degree holder...Perform Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies...
and innovative function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance... regulatory requirements Work with the Research team and other stakeholders across the business to resolve any compliance flags...
and report findings to senior management. Collaborate with various departments to ensure a cohesive approach to compliance... and training to staff on compliance matters. Qualifications Bachelor's degree in Finance, Law, Business Administration...
regulators and monitoring authorities with respect to compliance matters. Work closely with business partners to broaden... of relevant laws, rules, regulations and guidelines. Review new business/new product initiatives and provide compliance input...
Develop, maintain, and implement compliance policies, SOPs, and internal control frameworks across all business functions...Being fluent in Chinese and English is required 需具备中英文流利沟通能力 Key Responsibilities Regulatory Compliance & Controls...
Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... business and across Compliance and other oversight and control teams, while demonstrating strong teamwork capabilities...
Responsibilities Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading... client exit management Assist in preparing management reports for AML Committee and senior management Support bank-wide...
, in 2014. In recent years, the Bank has been actively expanding its business in Hong Kong, Macau and Mainland China. To cope... with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect...