personnel involved in Wing Lung Bank’s wholesale wealth management business to enhance their understanding and compliance... management business and platform to ensure all transactions meet compliance requirements; regularly report compliance status...
, etc.). Verify business documents for accuracy and completeness. Flag high-risk merchants and escalate issues to senior team members...’s degree in Business, Finance, Law, or a related field (or equivalent experience). Familiarity with compliance tools...
for senior management, external regulatory bodies and clients. The compliance officer will also foster an ethical culture...Primary Function of this Role The Audit & Compliance Officer is responsible for supporting the Security Director...
to demonstrate compliance with regulations and internal policies Review business processes, identify issues and work with business... products and business initiatives to ensure compliance Provide compliance supportin complaint cases reviews, conduct market...
. Minimum 10 years of FCC/AML compliance, business operational review, audit experience in banking/financial institutions...Responsibilities Lead and supervise a team to conduct compliance reviews, self-assessments, and ad-hoc projects...
regulatory and compliance advice and support to management as well as business stakeholders, ensuring clarity and accuracy... of Compliance, senior management of the Hong Kong branch, and Global Compliance teams. Establish robust mechanisms for tracking...
effects. Animoca Brands realizes its mission via three integrated business pillars: operating Web3 businesses to advance... and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements...
business, invites high caliber candidates to fill the following position. Responsibilities Provide a full spectrum... of compliance services to the Listed Group, including company secretarial services and legal compliance services, ensuring...
through regular follow‑up. Offer pragmatic advice on regulatory matters to business units and senior management, keeping them...What you'll do In the Compliance role, you will be entrusted with safeguarding the integrity of the Private Wealth...
effects. Animoca Brands realizes its mission via three integrated business pillars: operating Web3 businesses to advance... and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements...
A leading financial firm in Hong Kong is seeking an experienced finance professional to manage tax compliance... and reporting for the region. You will work closely with the CFO and senior management to prepare financial analytics and support...
& international regulatory bodies Preparing regular reports and strategic direction to senior management regarding compliance matters... access for people around the world. Responsibilities Driving all compliance and regulatory matters with local...
, Accounting, Business Administration, or related discipline. Minimum 3–5 years’ AML/CFT and compliance experience in financial..., Portal Labs, and many more! Compliance Officer & Money Laundering Reporting Officer – Job Description (For MSO Licence...
of potential acquisitions, providing insight to senior management on the overall business case and future operation of the... or Compliance policies to senior management Previous working experience gained from HKMA or SFC would be advantage...
, procedures and controls are in compliance with statutory, regulatory and internal requirements Advise senior management... and regulations pertinent to bank Candidates with less experience will be considered as “Senior Compliance Manager”. Interested...
that are owned by Compliance. Report status of resolution to Head of Compliance, Senior Management and relevant committees... of regional & global compliance & risk control governance. Report to the North Asia Head of Business Risk. Accountable...
Job Title Associate, Executive Secretary, Legal, Compliance & Secretariat [protected-phone-number]D) Business... Function The Legal, Compliance & Secretariat function plays a preventive, advisory and supervisory role in the bank to guard...
Promotion of compliance culture by assuming active advisory/training to senior management Requirements Degree holder... in Accounting/ Business/Legal or related disciplines 5 years+/- of relevant regulatory compliance, risk assurance and monitoring...
Job Description - VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat [protected-phone...-number]E) Job Description VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat - ( [protected-phone-number]E ) Group Legal, Compliance...
Responsibilities Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure... application, prepare relevant announcements, regular SFC reporting, KFS and prospectuses updates Conduct pre-trade compliance...