management businesses, to ensure the Bank’s compliance with all applicable regulatory requirements; Handle day-to-day FATCA/CRS... compliance work, and regulatory reporting related to tax compliance; Handle regulatory examinations, questionnaires, surveys...
’s regulatory and compliance capabilities in Hong Kong, with a primary focus on licensing, regulatory engagement, and ongoing... compliance oversight. The role partners closely with business, product, technology, and operations teams to embed regulatory...
A financial institution in Hong Kong is seeking a Compliance Manager to oversee regulatory compliance and provide... years of compliance experience, including at least 2 years within securities. Familiarity with asset management operations...
A leading financial institution in Hong Kong is seeking a Compliance Manager/Senior Compliance Manager to provide... compliance frameworks, and providing training on AML regulatory requirements. Candidates should possess a degree in Business...
A financial institution in Hong Kong seeks a Compliance Manager to offer expert advice on regulatory compliance related... will be considered for a Senior Compliance Manager position. #J-18808-Ljbffr...
to high standards of governance and compliance across regions. The Regulatory Compliance Officer will support general... business and regulatory compliance matters in Hong Kong, with periodic regional coverage across North Asia. This role...
A prominent investment fund is seeking a Compliance Manager / Senior Compliance Manager in Hong Kong. The ideal... include liaising with regulatory authorities, assisting with licensing applications, and improving internal compliance systems...
Due to expansion, a leading crypto company is hiring a Compliance & Regulatory Manager for a 6-month contract. The role... crypto regulations and provide impact analysis to senior management. Develop compliance manuals, workflows, and handle...
The Role As a senior member of the Regulatory Compliance Team, you will be reporting to the Head of Compliance..., responsible for providing compliance advice to their retail banking business, digital initiatives and investment monitoring...
in Hong Kong is currently looking for an Executive to join its Regulatory Compliance Solutions (Fund Services) Team...; Executive> Senior Executive> Supervisor> Assistant Manager> Manager> Senior Manager> Associate Director>...
professional at the Senior Manager or Director level to lead the Regulatory Compliance function. Candidates from investment banks... experience liaising with the SFC is required. Candidates with knowledge of Regulatory Compliance, General Compliance, Regulatory...
A leading financial institution in Hong Kong is looking for an experienced Audit Manager responsible for managing the... internal audit function. The role requires expertise in compliance, financial reporting standards, and risk management...
you find the right work-life balance to perform at your best. Apply Senior Manager – Client Compliance Services Closing 31...
About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... responsible for regulatory, compliance, and financial crime issues, delivered through: Regulatory & Compliance Financial...
use cases across Enterprise and Operational Risk, Resilience, Regulatory Compliance, Policy Management, IT and Cyber Risk...) in a complex regulatory environment, driving measurable improvements in compliance monitoring, risk visibility and operational...
About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... responsible for regulatory, compliance, and financial crime issues, delivered through: Regulatory & Compliance; Financial...
About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... responsible for regulatory, compliance, and financial crime issues, delivered through: Regulatory & Compliance Financial...
strong knowledge of the financial industry and compliance standards. This position demands excellent communication skills...
Exciting Senior Manager opportunity with a leading risk and compliance data vendor Your Company Our client... is a leading global organisation seeking a Senior Manager to drive business growth within the banking sector, covering foreign...
our website http://www.bochk.com To apply: https://careers.pageuppeople.com/798/cw/en/job/499875/senior-compliance-manager... banking compliance advisory team to provide pragmatic advice to business units (including retail banking) regarding regulatory...