An international financial institution in Hong Kong is looking for a compliance candidate to join its market compliance... team. This role involves supporting compliance with laws and regulations, providing advisory support, aiding in audit...
An international financial institution is seeking a compliance candidate to join its market compliance team. Key... Responsibilities: Support the senior in managing the company’s compliance with applicable laws, regulations, and internal policies...
An international financial institution is seeking a compliance candidate to join its market compliance team. Key... Responsibilities: Support the senior in managing the company’s compliance with applicable laws, regulations, and internal policies...
expanding market compliance team. My client is looking for an experienced Equities Compliance Officer to support their markets...An international financial services firm is seeking an experienced equities compliance professional to join its...
Senior Manager - Market Surveillance (Regional), Foreign Bank Client Details We are seeking a highly experienced... Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity...
Senior Manager - Market Surveillance (Regional), Foreign Bank Client Details We are seeking a highly experienced... Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity...
for our International Post Trade product and service offerings across multiple asset classes (Equities, Fixed Income, Listed Derivatives, FX..., Settlement, Multi-Asset Classes (Equities, Fixed Income, Listed Derivatives, FX) Awareness of related domains...
of external asset managers (including affiliated AMs) Overall investment governance and compliance Business support including... and manage external managers' performance, controls and compliance Communicate with external managers as relationship manager...
of the APAC Compliance strategy , focusing on Japan and Hong Kong equities markets. Conduct risk assessments, lead training... - Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management...
and compliance, Identify and control risks related to P&L attribution, pricing inputs, valuation models, and market data to protect...Primary Objectives: This senior role is under product control team and responsible for overseeing and performing...
across U.S. equities, clearing, and settlement systems, acting as both Senior Business Analyst and Senior IT Project Manager for complex... of expertise in U.S. market post-trade operations, digital transformation, and senior stakeholder management...
, Government, and specialized market segments Build and nurture strong client relationships with C-Suite executives, senior... Strong business acumen with understanding of credit risk, market risk, regulatory compliance, or analytics workflows Excellent...