within Investment Management. A successful Compliance Manager should have: Ability to interpret complex regulations and relay them..., including induction training. Interim Compliance Manager (Advisory) role based within Central London.Compliance Advisory role...
of solutions to address risk and compliance requirements. A proven track record within the sector with exposure to risk management... and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment...
that are within our global investment management network. This enables us to provide our clients with comprehensive compliance and Advisory... and global business. Support senior team members in delivery of a range of compliance and related Advisory services to clients...
annual report and accounts, half yearly reports and interim management statements to shareholders of the investment trusts... sole discretion). All applicants must be willing to comply with the provisions of Janus Henderson Investment Advisory...
THE COMPANY: Our client is a leading advisory firm, providing investment management services for individuals... management compliance role. Familiarity with UK regulatory requirements, including FCA rules, money laundering requirements...
of the Compliance team to provide high quality advisory compliance support to the Asset Management UK Product Provider..., to Chicago and major European financial hubs. Created by combining our investment management (LGIM) and asset origination (LGC...
of the Compliance team to provide high quality advisory compliance support to the Asset Management UK Product Provider..., to Chicago and major European financial hubs. Created by combining our investment management (LGIM) and asset origination (LGC...
in an investment management business. This broad generalist role covers advisory, monitoring, and oversight, with one direct report...Senior Compliance Manager Location: London (Hybrid, 3 days per week)Join a small, dynamic compliance team...
of the Compliance team to provide high quality advisory compliance support to the Asset Management UK Product Provider..., to Chicago and major European financial hubs. Created by combining our investment management (LGIM) and asset origination (LGC...
of the Compliance team to provide high quality advisory compliance support to the Asset Management UK Product Provider..., to Chicago and major European financial hubs. Created by combining our investment management (LGIM) and asset origination (LGC...
the Head of Compliance Advisory and Compliance Advice Manager in delivering an effective and credible compliance advice... service to the Affluent business. Key responsibilities: Provide expert compliance advisory support across Quilter...
all about? We are seeking a highly experienced and driven Project Manager to lead and coordinate complex, client-facing Financial Crime... Compliance (FCC) Managed Service projects. This role is pivotal in ensuring the successful delivery of services...
where you will work alongside the Head of Compliance in providing compliance oversight, leadership and advisory support across the.... Strong consumer regulatory focus. Experience at compliance management level or above. Industry recognised qualifications desirable...
into actions, and uphold trust through integrity. The Director, Tech Advisory is a senior leader within Moody's Insurance... Business Unit, responsible for shaping the future of insurance analytics, risk management, and workflow transformation...
with Compliance Advisory teams, business, and HR to advise on regulatory registrations and learning and development requirements... and management of Compliance tasks across the Central Compliance team including escalating as appropriate. Overseeing employee...
advisory and compliance services to a wide range of private equity and real estate funds that are primarily based outside the... US tax compliance engagements for global funds Managing various advisory projects, research complex US tax issues impacting...
procurement and investment decision-making. Design Assurance: Ensure compliance with best practice, health and safety standards..., employee referral rewards. Responsibilities: Our newest opportunity is for a Project Manager or Senior Project Manager...
optimization and management, ensuring compliance with regulatory requirements and identifying opportunities for risk mitigation... stakeholders at a large UK wealth manager. Overseeing complex investment platform migration projects for large European investment...
Management Audit team delivers tailored audit services to clients with complex and diverse asset portfolios. Our clients include... large and listed asset managers (including FTSE 250 entities), wealth managers, investment trusts, real estate investment...
across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows... also delivering on each client’s investment requirements. To achieve this, we adopt a collaborative approach, splitting relationship...