A renowned securities brokerage in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory... with compliance issues. The ideal candidate will have a degree in Law or Finance, at least 3 years of relevant experience...
A reputable buy-side firm in Hong Kong seeks a Legal & Compliance Officer to ensure compliance with regulatory... and providing guidance on compliance issues. This opportunity allows you to support a close-knit team tackling a broad range...
with a reputable presence in Hong Kong. Job Description As a Legal & Compliance Officer, your main responsibilities will include... Successful Applicant A successful Legal & Compliance Officer should have: A degree in Law, Business, or a related discipline...
A company in Hong Kong is seeking an Environmental, Health & Safety Officer to assist in the preparation of Safety... corrective actions and ensuring safety compliance within the team. #J-18808-Ljbffr...
A leading recruitment agency in Hong Kong is seeking a Customer Due Diligence (CDD) Officer to join a dynamic banking... growth in a stable financial institution while contributing to critical compliance processes. #J-18808-Ljbffr...
they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
A reputable insurance broker company in Hong Kong is seeking a Responsible Officer to ensure regulatory compliance...
about the company. Our client is a leading insurance company and they are looking for a Senior Officer, AML Compliance... and corruption related advice to business units Coordinate due diligence on vendors or third parties to ensure the compliance...
Compliance Officer (Securities Brokerage)-EW Client Description Our client is a renowned listed securities... brokerage company. To cope with continues growth they are now urgently looking for a Compliance Officer to join the team in Hong...
Company and Job Overview -Title：Compliance Officer (Tokyo, Japan) Job Responsibilities Responsible for developing... and maintaining compliance policies for trading operations, ensuring adherence to Japanese regulations, managing regulatory filings...
A financial and consulting services group is urgently seeking to hire a Responsible Officer in Hong Kong. The role... includes supervising SFC regulated activities and ensuring compliance with laws and standards. Ideal candidates...
IT Governance Officer (Banking, Regulatory Compliance) Client Description Company Description: A leading financial... compliance with internal procedures Assist in developing governance frameworks and policies Draft and update governance...
, Portal Labs, and many more! Compliance Officer & Money Laundering Reporting Officer – Job Description (For MSO Licence... Application) Position Purpose The appointed individual will serve as both the Compliance Officer (“CO”) and the Money...
A financial institution in Hong Kong is seeking a detail-oriented Officer for their Risk Control Department. The role.... Responsibilities include conducting internal inspections, managing security assets, and ensuring compliance with regulations...
We’re seeking a Compliance Officer and MLRO (CO/MLRO) with 5+ years of experience to lead our MSO licensing process... and establish compliance operations for Taptap Send in Hong Kong. This role is based in Hong Kong so you must either be currently...
A financial services group in Hong Kong is seeking a Compliance Officer / Senior Officer to ensure adherence... bodies, and assist with compliance consultations. Requirements include a degree in Law or Finance, at least 2 years...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
planning and manage compliance processes. Candidates should have over 10 years of experience in finance transactions like IPOs... and hold an unconditional Responsible Officer license (Type 6). This position requires excellent communication skills...
Our client is a well-regarded regional corporate bank. They are currently looking for Compliance Officer... for their General Compliance team. Responsibilities: Support regulatory compliance function for corporate banking business...
to join the APAC team. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring regulatory compliance...Position Overview An international hedge fund is seeking a skilled and experienced Compliance professional...