be considered for the Senior Compliance Officer position. We offer attractive remuneration package and excellent career... Ensure compliance with relevant payment card regulations Requirements Bachelor's degree in Law, Risk Management...
A global quantitative trading firm in Hong Kong seeks a Senior Compliance Officer to ensure all trading activities... align with local regulations. You'll develop compliance systems, analyze trading practices, and work alongside traders...
looking for a General Compliance, Senior Officer to expand their Compliance capacity in Hong Kong. Responsibilities Manage regulatory... materials and other legal or compliance documentation Prepare compliance reports to senior management & HQ on key findings...
about the company. Our client is a leading insurance company and they are looking for a Senior Officer, AML Compliance... and corruption related advice to business units Coordinate due diligence on vendors or third parties to ensure the compliance...
A financial services group in Hong Kong is seeking a Compliance Officer / Senior Officer to ensure adherence... bodies, and assist with compliance consultations. Requirements include a degree in Law or Finance, at least 2 years...
they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
Responsibilities: To conduct internal service audits to service units to ensure compliance and meet requirements... Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...
in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
management or compliance. Candidate with less experience will be considered as Officer. Good interpersonal skills. Good command... compliance and meet requirements of service quality and corporate governance. To implement the Society's risk management...
of legal studies will be considered as Compliance Officer This is a very rewarding and exciting opportunity... materials and provide necessary recommendations Assist to establish compliance monitoring program on the Company’s various...
Responsibilities To conduct internal service audits to service units to ensure compliance and meet requirements... Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...
in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
Responsibilities: To conduct internal service audits to service units to ensure compliance and meet requirements... Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...
A financial services firm in Hong Kong is seeking a Compliance Manager to oversee operations and ensure adherence... to SFC regulations. The ideal candidate will possess Responsible Officer licenses and have at least 3 years of experience...
A leading financial institution in Hong Kong is seeking a Responsible Officer (Type 1,2) to assist with compliance... and regulatory matters. You will ensure that business operations comply with relevant regulations, provide guidance on compliance...
Review, update, test and enhance the compliance frameworks on the Company's various business activities and initiatives... internal trainings on all compliance related issues Keep abreast of regulatory developments and provide regulatory updates...
parties to ensure the compliance with local, Group and regulatory requirements Provide AML, sanctions and anti-bribery... and corruption ("ABC") related advice to business units to ensure that they are in full compliance with local, Group and regulatory...
staff dealing review and monitoring Maintain and update stock restricted list and watch lists Conduct in‑house compliance...
of supporting documents and authorization relationships. Conduct general AML reviews to ensure compliance with regulatory... requirements. Provide general business compliance advisory to support various departments. Manage other compliance tasks and ad...