in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
of legal studies will be considered as Compliance Officer This is a very rewarding and exciting opportunity... materials and provide necessary recommendations Assist to establish compliance monitoring program on the Company’s various...
in both spoken and written English and Chinese University fresh graduate of legal studies will be considered as Compliance Officer... to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance...
looking for a General Compliance, Senior Officer to expand their Compliance capacity in Hong Kong. Responsibilities Manage regulatory... materials and other legal or compliance documentation Prepare compliance reports to senior management & HQ on key findings...
they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...Responsibilities: To conduct internal service audits to service units to ensure compliance and meet requirements...
measures. To assist in handling the Society’s governance, legal and compliance matters and to support committee work... management or compliance. Candidate with less experience will be considered as Officer. Good interpersonal skills. Good command...
Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...Responsibilities To conduct internal service audits to service units to ensure compliance and meet requirements...
Society’s governance, legal and compliance matters and to support committee work. To assist in providing training on SQSs...Responsibilities: To conduct internal service audits to service units to ensure compliance and meet requirements...
Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... Asset Management Co. Ltd. is currently seeking qualified candidates for the position of Compliance Officer or Compliance...
for senior management, external regulatory bodies and clients. The compliance officer will also foster an ethical culture...Primary Function of this Role The Audit & Compliance Officer is responsible for supporting the Security Director...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...
Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal and regulatory.... Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external partners...
Perform Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies... and procedures Ensure the Bank’s operations meet with all relevant legal and regulatory requirements as well as industry guidelines...
with regulators, legal counsel, and external advisory bodies for compliance matters. Support licensing applications, regulatory...Being fluent in Chinese and English is required 需具备中英文流利沟通能力 Key Responsibilities Regulatory Compliance & Controls...
from setbacks What you’ll do and what success looks like in this role Assist the Chief Compliance Officer in managing the Bank... or equivalent disciplines Minimum 12 years of legal or compliance experience, prior in-house banking and regulatory engagement...
a culture of collaboration, excellence, and continuous development. Maintain full compliance with regulatory and legal... affairs, legal practice, or the investment funds sector. Prior approval from CIMA as an AML Officer is a strong advantage...
A leading Web3 company in Hong Kong is seeking a Compliance Officer to develop policies ensuring legal and regulatory... compliance. The ideal candidate has at least 5 years of AML/KYC or compliance experience from a banking or FinTech background...
A leading Web3 technology company in Hong Kong is looking for a Compliance Officer to develop and implement compliance... policies surrounding legal and regulatory requirements. Ideal candidates should have a Bachelor’s degree in Law or Business...