Role Overview The Regulatory Compliance Lead is responsible for overseeing and strengthening the firm’s regulatory... regulatory compliance, and enabling licensing and market entry across new jurisdictions. Key Responsibilities Lead the design...
daily operations and ensuring regulatory compliance for business expansion. The ideal candidate should have 8-10 years...A leading digital wealth platform is looking for an Operations Lead in Hong Kong. This critical role involves managing...
regulatory compliance for Vitamin, Mineral, and Supplement products across the Asia Pacific region. Essential qualifications...A multinational healthcare organization based in Hong Kong is looking for a Regulatory Affairs Specialist to manage...
compliance frameworks, and providing training on AML regulatory requirements. Candidates should possess a degree in Business...A leading financial institution in Hong Kong is seeking a Compliance Manager/Senior Compliance Manager to provide...
to supporting business initiatives and regulatory compliance. #J-18808-Ljbffr...
A leading financial services company in Hong Kong seeks a Regulatory Compliance Officer to manage compliance programs... and perform AML checks. Applicants should have 3 to 5 years of experience in compliance/audit within financial services...
A financial institution in Hong Kong seeks a Compliance Manager to offer expert advice on regulatory compliance related... and US. Responsibilities include compliance monitoring, managing regulatory inquiries, and providing guidance on compliance matters. This role...
expert in regulatory matters related to Life Operations. The successful candidate will manage non-AML controls, prepare... reports, and work closely with various stakeholders to ensure compliance. A minimum of 8 years of experience in the life...
Management. The role involves managing compliance issues, liaising with regulatory bodies, and evaluating compliance risks. The...A financial services consultancy based in Hong Kong is seeking a Vice President / Manager, Compliance in Asset...
internal audit function. The role requires expertise in compliance, financial reporting standards, and risk management...
support, develop and implement policies, and ensure compliance with local and international regulations. The ideal candidate...
a strong compliance posture. Job Responsibilities Lead end-to-end regulatory licensing applications, including preparation, submission...’s regulatory and compliance capabilities in Hong Kong, with a primary focus on licensing, regulatory engagement, and ongoing...
Job Title: Compliance Professional (AVP level) - Big 4 regulatory (an auditor) background preferred Location: Central... and international standards. Collaborate with senior leadership to assess and manage regulatory risks. Design and execute compliance...
Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI... release follow-ups for regulatory projects. Liaise with Front Office, Compliance, ITO and other stakeholders to ensure end...
Job Title: Compliance Professional (AVP level) - Big 4 regulatory (an auditor) background preferred Location: Central... across the organization. Lead training initiatives to promote a strong compliance culture and enhance risk awareness. Support...
professional at the Senior Manager or Director level to lead the Regulatory Compliance function. Candidates from investment banks... experience liaising with the SFC is required. Candidates with knowledge of Regulatory Compliance, General Compliance, Regulatory...
Job Title: Compliance Professional (AVP level) - Big 4 regulatory (an auditor) background preferred Location: Central... and international standards. Collaborate with senior leadership to assess and manage regulatory risks. Design and execute compliance...
prosperity of all." Job Summary: Job Duties: Responsibilities: To lead and manage a sub-team of 1 to 2 people... (within a team of 7 people) responsible for a portfolio of 80 - 120 listed issuers and monitoring their Listing Rules compliance...
prosperity of all." Job Summary: Job Duties: Responsibilities: To lead and manage a sub-team of 1 to 2 people... (within a team of 7 people) responsible for a portfolio of 80 - 120 listed issuers and monitoring their Listing Rules compliance...
A leading financial services firm based in Hong Kong is seeking a proactive Regulatory Control Lead to manage... in relevant fields such as regulatory affairs, financial services, or compliance. This role involves shaping regulatory frameworks...