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Keywords: Senior Compliance Officer, Operations, Location: New York City, NY

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Senior Compliance Officer, Operations

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 02 Apr 2025

Senior Compliance Officer

Vontobel is seeking a highly motivated and experienced Senior Compliance Officer who is ready to take their career... to put this person on track to assume the Chief Compliance Officer position of one of the RIAs in 12 months. The role...

Company: Vontobel
Location: New York City, NY
Posted Date: 03 May 2025

Chief Compliance Officer, Associate Commissioner for Compliance & Risk Management

and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead..., and procedures. The CCO will also work with senior management to identify potential compliance and integrity risk areas...

Company: City of New York
Location: New York City, NY
Posted Date: 03 May 2025

SVP, Compliance Product Sr Officer - ICRM Markets Equities Generalist - C14 (New York)

Serves as a function/business/product compliance risk officer as a Senior VP for Equities Independent Compliance Risk..., providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function...

Company: Citigroup
Location: New York City, NY
Posted Date: 02 May 2025

Chief Compliance Officer

Overview: Marathon is seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic... performance, service, and reliability on behalf of our clients. Position Overview The Chief Compliance Officer (CCO...

Posted Date: 26 Apr 2025

Asset Management Chief Compliance Officer

of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO... & CEO as needed. Role Objectives Develop and manage all components of the compliance program and operations for a New...

Posted Date: 10 Apr 2025

Compliance Officer

's parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing... and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team...

Company: Global Atlantic
Location: New York City, NY
Posted Date: 07 May 2025
Salary: $150000 - 200000 per year

Senior Financial Analyst, Financial Compliance and Reporting (Hybrid Schedule)

candidates. Position Summary Reporting to the Assistant Vice President, Endowment Compliance and Budget Planning, the Senior... Senior Financial Analyst assists with the security operations for the University's financial systems, working closely...

Posted Date: 02 May 2025
Salary: $80000 - 85000 per year

Senior Associate, Enterprise Compliance

Senior Associate, Enterprise Compliance Location: Hybrid in New York City (3 day in-office requirement... with the Chief Compliance Officer on the creation of a formal governance structure for Melio's future MTL framework Determine...

Company: Melio Payments
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $120000 - 145000 per year

Operations Regulatory Reporting Officer

per week in New York City Office. Operations Regulatory Reporting Officer About the Team Operations Regulatory Reporting... is reported in an accurate and timely manner. Summary The Operations Regulatory Reporting Officer position will play a key role...

Company: Brains Workgroup
Location: New York City, NY
Posted Date: 30 Apr 2025
Salary: $100000 per year

Director, Senior Credit Officer

through the addition of a Director (Senior Credit Officer) role in our NY office – the successful candidate will work closely... operations provides a gateway between the UK and North America for financial institutions and large corporate clients, offering...

Posted Date: 01 May 2025

Director, Senior Credit Officer

US market we are now expanding the I&PF Credit team through the addition of a Director (Senior Credit Officer) role in our NY... York operations provides a gateway between the UK and North America for financial institutions and large corporate clients...

Posted Date: 01 May 2025

Senior Director, Network Operations

, and continuously improve to maximize impact. Job Description About The Position The Senior Director, Network Operations...’s national school network. The Senior Director, Network Operations will report to the Vice President, Network Operations...

Posted Date: 06 May 2025
Salary: $150000 - 181000 per year

Senior Associate Director, Technology and Operations

Senior Associate Director, Technology and Operations in the Procurement Operations division. The Senior Associate Director... by publication of enriched data and hosting public hearings, and strengthens procurement operations by providing direct assistance...

Company: City of New York
Location: New York City, NY
Posted Date: 29 Mar 2025
Salary: $150000 - 160000 per year

Compliance Testing/Audit Lead - Banking/Financial Services

that control gaps are adequately escalated and mitigated through remedial actions. The Senior Compliance Testing Officer... Region. Role Details As a Senior Compliance Testing Officer you will be responsible for: Leading AFC and Compliance...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 26 Apr 2025
Salary: $117000 per year

Product Compliance Specialist

as of December 31, 2024. Position: We are seeking a highly skilled and knowledgeable Product and Operations Compliance Specialist... RGFO Chief Compliance Officer. The ideal candidate will have extensive experience in broker-dealer activities and a deep...

Posted Date: 19 Apr 2025
Salary: $110000 - 120000 per year

FICC Sales and Trading Compliance

, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...

Posted Date: 16 Apr 2025

Director, Compliance

. This position reports directly to the Fireblocks' Senior Director of Compliance and Chief Compliance Officer for the regulated... and executing compliance operations for Fireblocks' regulated services focused on supporting its institutional clients. The...

Company: Fireblocks
Location: New York City, NY
Posted Date: 19 Mar 2025

Compliance - BXPE, VP

is available at . Follow @blackstone on , , and . Blackstone seeks a Senior Vice President to join its Legal & Compliance team to provide... will report to and work closely with the Chief Compliance Officer of BXPE and collaborate with the PWS Legal & Compliance group...

Company: Blackstone
Location: New York City, NY
Posted Date: 28 Feb 2025

Swap Dealer and Security-Based Swap Dealer Compliance - Vice President

Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President... Location New York Overview As a Swap Dealer and Security-Based Swap Dealer Compliance Vice President, you will have the...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 28 Feb 2025
Salary: $125000 per year