input to ensure compliance with applicable regulatory requirements and internal policies. Provide advice on KYC... escalation to senior management or designated committee. Liaise with relevant regulators for any regulatory enquires...
. Prepare and/or review management reports to facilitate senior management oversight and provide requested information... requirements of KYC/CDD, AML/CFT, AEOI/CRS/FATCA, MPF/ORSO, unit trusts, data privacy, risk management or fraud control; Able...
financial statements, company profiles, risk positions to identify patterns and trends for use by senior colleagues. Assist... in preparing deal proposals and credit related applications and reports as assigned by senior in an accurate and timely manner...
Account (BIA) opening and other KYC actions Attend client meeting with senior CRM and assist in document preparation...
-to-end audit assignments, including reviewing trade lifecycles, client onboarding (KYC/AML), segregation of duties... these findings to Senior Management. Monitor the implementation status of audit recommendations and conduct follow-up...
, and internal controls to align with Hong Kong and Cayman regulations; Conduct thorough KYC/AML due diligence, particularly..., license applications, client complaints, and reporting requirements as directed by senior management. Requirements...
with senior RMs, product specialists and subject matter experts across the bank to structure customized solutions that meet... clients’ unique needs Works closely with senior RMs to leverage the expertise and capabilities of other Citi businesses...
法幣及虛擬資產 KYC/AML 要求，包括 VASP牌照和虛擬資產相關監管框架 熟悉 FATF 旅行規則，以及 OFAC 等機構的全球制裁要求與名單 能夠在快速變化或存在不確定性的監管環境中有效工作 曾任職於 虛擬資產交易所 / 加密貨幣平臺 者優...
within banks, regulators, or law enforcement agencies. Candidates with less experience may be considered for Manager/Senior... organization. Oversee the implementation and remediation of Know-Your-Customer (KYC) and Customer Due Diligence (CDD) programs...
; Executive> Senior Executive> Supervisor> Assistant Manager> Manager> Senior Manager> Associate Director>.... Once on board we nurture and promote talented individuals, making sure that senior positions are open to all. TMF Group...
. Assess, review, and report material deficiencies to senior management with recommendations for remediation and system.... knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations...
within banks, regulators, or law enforcement agencies. Candidates with less experience may be considered for Manager/Senior... organization. Oversee the implementation and remediation of Know-Your-Customer (KYC) and Customer Due Diligence (CDD) programs...
Corporate Banking – Manager or Associate – Korean Speaking Job Responsibilities Solicit new business from corporate... signing of the financial contract; Coordinate professionally with the middle and back office team in KYC, drawdown...
position solutions for client onboarding, KYC, financial crime and payments through a consultative sales process within the.... Provide insights and share thought leadership with senior stakeholders. Deliver excellent customer presentation...
for internal stakeholders. Assess, review, and report material deficiencies to senior management with recommendations.... Strong knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations...
-on Project Manager / Product Owner to manage the transformation agenda and develop solutions for our client platforms.../Private Banking or Wealth Management. Domain Knowledge: Strong preference for experience in Client Onboarding, KYC & AML...
position solutions for client onboarding, KYC, financial crime and payments through a consultative sales process within the.... Provide insights and share thought leadership with senior stakeholders. Deliver excellent customer presentation...
We are supporting a growing Hong Kong–based asset manager to hire a Fund Operations & Fund Accounting Associate to join its lean..., redemptions, and fund flows Support client onboarding, ensuring KYC/AML documentation is complete and compliant Provide ad‑hoc...
A global leader in digital assets is seeking a Senior Compliance Manager to drive compliance strategy and ensure... candidates have 10+ years of compliance experience in financial services and strong knowledge in AML and KYC. This role...
. Assess, review, and report material deficiencies to senior management with recommendations for remediation and system.... knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations...