as providing advisory support for Product and Marketing teams. The role will also provide support on projects and new business... on products and marketing campaign/promotions, liaison for product and marketing materials’ approval by Compliance, as well...
We are looking for a Manager, Wealth Management Compliance Advisory. Key Responsibilities Provide compliance advisory to Investment.... Assist to review advertising and marketing materials, new product initiatives, and obtain regulators’ approval...
Jobs Job Details Manager, Wealth Management Compliance Advisory - Mox Job Description Requisition Number: 4345 Job Location (Short... We are looking for a Manager, Wealth Management Compliance Advisory. Key Responsibilities Provide compliance advisory to Investment...
requirements. Review new product/ service initiatives, marketing materials, incentive scheme, data privacy, outsourcing, customer... Jobs Job Details Lead, Business Compliance Advisory - Mox Job Description Requisition Number: 4449 Job Location (Short): Quarry Bay...
in a timely manner. Review marketing materials, communication documents, and presentations to ensure compliance with regulatory...Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International...
seeking qualified candidates for the position of Compliance Officer or Compliance Manager to address our growing investment... advisors for Hong Kong Stock Connect granted by the China Securities Regulatory Commission in October 2018. Compliance...
and subject matter experts running their teams. Business Compliance and Operational Risk Manager - Insurance (BRCM... in a career in Compliance or Operational Risk within the Banking industry. Knowledgeable in insurance regulatory requirements...
advisory such as product reviews, media reviews, marketing materials reviews, cross-border business, etc Review new product..., and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments...
with regulatory requirements. Accountabilities The job holder reports solid line to SVP, Treasure Investment Product & Advisory...Product Manager - Investment, Treasures (WD69407) As the leading bank in Asia, DBS Consumer Banking Group...
Compliance Department oversees and manages Ares' global regulatory compliance and ethics program. Under the leadership of the... Laundering and Counter-Terrorism Financing Program; and Compliance Operations and Regulatory Reporting, which oversee the...
Asia region by collaborating with Portfolio Specialists and Portfolio Advisory teams Act as a client portfolio manager... during pitches and periodic reviews Contribute to product development and prepare proposals and submissions for new business...
client reviews to assess portfolio performance and recommend adjustments or new investment opportunities Compliance... & Leadership Ensure compliance with company policies and regulatory requirements in all sales and client interactions Maintain...
compliance standards while bridging the gap between clinical research and business strategy. The manager is accountable for the... and internal teams on the CVRM therapeutic area, product data, and compliance guidelines. Support local clinical trial activities...
compliance standards while bridging the gap between clinical research and business strategy. The manager is accountable for the... and internal teams on the CVRM therapeutic area, product data, and compliance guidelines. Support local clinical trial activities...
and exposure analysis in credit forums Ensure regulatory and risk compliances Monitor on‑going credit developments and compliance...VP Relationship Manager - Teleco, Media and Tech, Corporate Banking (WD62198) Business Function Corporate...
compliance standards while bridging the gap between clinical research and business strategy. The manager is accountable for the... and internal teams on the CVRM therapeutic area, product data, and compliance guidelines. Support local clinical trial activities...
(eg., Sponsorship, patient program, CME, advisory board etc) Manage the development of marketing and sales aid... groups includes Field Sales, Brand team, CRM team, R&D, Regulatory Affairs, Medical Affairs, Compliance, and external vendors...
’ objectives, needs as well as risk profiles Contribute to sales and marketing, prospecting and new product development... risk/compliance culture Have a comprehensive understanding of the local regulatory requirements of the investment advisory...
Manager to understand investment & risk strategies Participate global/regional initiatives related to E SG and other new... Facilitate regional and global new business/products and regulatory related initiatives Global Private Bank with 850 Employees...